Monthly Archives: March 2015

Congressman Grijalva is doing the right thing

Raúl Grijalva Investigates

Raúl Grijalva is the US representative from Arizona’s 3rd congressional district, a Democrat, and a supporter of environmental initiatives. As the ranking member of the Natural Resources Committee, he recently sent letters to seven universities requesting documents related to the background of climate change research, as a response to recent revelations in the New York Times of seemingly inappropriate failure to disclose industry funding sources by Harvard Smithsonian Center for Astrophysics researcher Willie Soon. These letters requested the following:

  • The university policy on employee financial disclosure.
  • For specific researchers or projects, drafts of government testimony and communications regarding testimony preparation.
  • Information on funding sources for the specific researchers, including the source, amount, reasons for the funding, description of funded research, and communications regarding the funding.
  • Copies of financial disclosure forms listing the university.
  • Information on the researcher’s compensation for a specified period of time.

All seven letters went to institutions housing researchers who are regarded to some degree or another as having published material that might be seen as favorable to fossil fuel industry supporters, who, in turn, are generally regarded as potentially benefiting from policy inaction regarding human caused greenhouse gas pollution. In other words, Congressman Grijalva was looking for Soon-like instances of industry support for bogus research that would ultimately be used by, among others, climate science denialists in Congress to delay action on climate change.

This makes sense to do, Grijalva has the legal power to do this, and indeed, the responsibility to do this.

Reconsidering Grijalva’s Strategy

However, several people and institutions, including those who tend to protect the interests of Big Fossil but also, those who are interested in advancing good science and good policy based on that science, felt that some of these requests went to far. Rather than trying to represent others’ views, I’ll give you my own view on this.

In this world of electronic communication, the private conversation, or the closed door meeting, has been partly replaced and extensively augmented by electronic communication. This means that ideas we may float or open, honest, unfettered conversations we may have, are often recorded in electronic form, at least in part. The words we speak as part of a private conversation in a hallway or office dissipate into the air; the only physical result is the small additional heat generated as the sound waves we generate vibrate some of the molecules around us. At some point these frank, sincere, and honest (or not in some cases) conversations may turn in to some form of documentation. The conversation around the table at a faculty meeting turns into minutes. The chattering among scientists at the Monday Morning Lab Meeting turns into a memo from the lab director about what the graduate students and post docs have to start (or stop) doing. Ideas tossed around among a set of researchers may turn into a grant proposal. Endless conversations about the data and the analyses of those data turn into a draft paper. And so on.

But many of these conversations, these days, do not simply dissipate as heat, with the best or most important parts written down. Now, much of that chatter, because it takes the form of electronic communications, is unintended documentation of the process.

I worked for many years in the Congo rainforest, and lived there among the Lese people. The Lese have a saying that is absolutely wonderful. This saying is used when someone wants to say something to you that you might find objectionable, but they don’t want to push the issue too far. It goes, “Let me give you these words. If you don’t like them, give them back and we’ll pretend they never existed.”

Life is full of conversations that work that way. If scientist, administers, students, teachers, and everybody else were unable to communicate with each other without the prospect of these private conversations being made public by a freedom of information request or a Congressional demand or a legal subpoena, then those conversations would have to stop happening. That would be unthinkably stifling and destructive to the process of advancing and applying knowledge.

Grijalva Does The Right Thing

Anyway, a number of people had similar thoughts, and expressed them to Representative Grijalva. And he listened. Not long after sending out the letters, he realized that his request included a certain degree of overreach. According to the National Journal,

“The communications back-and-forth is honestly secondary, and I would even on my own say that that was an overreach in that letter,” Grijalva, the top Democrat on the Natural Resources Committee, told National Journal on Monday. “I want the disclosure [of funding sources]. Then people can draw their own conclusions.”

I applaud, as we should all, Grijalva’s efforts to look into the practice of industry-bought research results, and their potential use in delaying action on climate change. That is the central narrative here. It may even be the case that in some instances looking at private correspondence will be necessary as part of one investigation or another. But at this point in time, the only thing Representative Grijalva needs is the subset of requested information that relates to disclosure, and it appears that that is the information he is now focused on. So, I applaud his rational thinking and sensible approach in this regard as well.


Related posts:

Did Big Fossil Pressure Scientists To Lay Low on Fracking Earthquakes in Oklahoma?

It seems that oil executives, possibly in concert with the Oklahoma University administration, may have pressured scientists to downplay the link between fracking and earthquakes, according to EnergyWire. It is a long and complicates story and you should go to the source to learn more. Briefly,

Oklahoma’s state scientists have suspected for years that oil and gas operations in the state were causing a swarm of earthquakes, but in public they rejected such a connection.

When the Oklahoma Geological Survey (OGS) did cautiously agree with other scientists about such a link, emails obtained by EnergyWire show the state seismologist was called into meetings with his boss, University of Oklahoma President David Boren, and oil executives “concerned” about the acknowledgement.

One of the oilmen was Continental Resources Chairman Harold Hamm, a leading donor to the university.

The seismologist, Austin Holland, told a senior U.S. Geological Survey official that as far back as 2010, OGS officials believed an earthquake swarm near Oklahoma City might have been triggered by the “Hunton dewatering,” an oil and gas project east of the city.

“Since early 2010 we have recognized the potential for the Jones earthquake swarm to be due to the Hunton dewatering,” Holland wrote to USGS science adviser Bill Leith in 2013. “But until we can demonstrate that scientifically or not we were not going to discuss that publicly.”

Instead, he pointed to changing lake levels.

And when USGS officials linked a “remarkable” surge in earthquakes in Oklahoma and other states to drilling waste disposal in 2012, OGS criticized their “rush to judgment.”

Holland told EnergyWire the intense personal interest shown by Boren, Hamm and other leaders hasn’t affected his scientific findings or those of OGS.

“None of these conversations affect the science that we are working on producing,” Holland told EnergyWire. “We have the academic freedoms necessary for university employees doing research.”

But Holland and OGS have been the voice of skepticism in the scientific community about connections between oil production activities and the hundreds of earthquakes that have shaken the state.

_____________

Graphic from here.

The Dismal Office Hour

“Hi Professor.”

“Oh, hello, RP, come on in. Great to finally have a student come by for office hours! What can I do you for?”

“Well, Professor, I think I’ve narrowed down my undergraduate thesis topic, and I wanted to run it by you and see what you think.”

“Certainly, my boy, that’s a great idea. Much better to get some input on the project near the beginning so you don’t end up going off the rails later on! So, have a seat and tell me what you were thinking.”

RP remained standing.

“Well, eventually I want to prove that global warming isn’t so bad.”

“Whoa, hold on a second, that’s rather begging the question, don’t you think? We don’t prove or disprove something like that. We propose hypotheses and them and the data and the science lead us where they may. I’m pretty sure global warming has a down side, but even if I didn’t know that, I wouldn’t think you’d start out an undergraduate thesis with a presumption it is good or bad.”

“Well, professor, I get that, but I actually wanted to look at the damage cost of bad storms, how that goes down rather than up over time, but first I just wanted to show that there are fewer hurricanes.”

“Um, RP, you can ask the question, ‘Is there a change in hurricane frequency’ for a certain time range, or ‘is there a change in damage costs’ then see if it goes up or down, but you can’t set out to ‘prove there are fewer…’”

“Oh, I’ve got data, Professor, I just need to work out the statistics. So I have a plan.”

“Well, OK, then, what’s the plan, then? Tell me about your data? A quick warning, first. Hurricanes are actually rare beasts, when you think about it. Think about most statistics. To characterize a population you want minimally dozens of observations. To look at change over time you might want dozens a year. That’s the only way to track something like hurricanes.”

“OK, fine, professor. Well, first, I am going to look only at Atlantic hurricanes.”

“RP, the Atlantic hurricane basis is the smallest one, it has the fewest hurricanes. Plus, under global warming while tropical storms are expected to increase, it is thought the Atlantic may experience frequent years with significantly attenuated tropical storm activity owing to Saharan dust and teleconnections with …”

“Right, then, I’m only going to look at the biggest ones, maybe just Category 3 and 4.”

“RP, that is exactly the opposite of what you should do, that reduces your sample size even more you should include all…”

“Then, I’m only going to count landfalling hurricanes.”

“RP, you have pretty much guaranteed that your sample sizes are going to be too small, you’ve latched on to the part of the system with the highest variability and …”

“So thanks for the great advice, professor, I’ve got to go!”

RP steps out into the hallway and sees his friend. “Hey, wait up, Andy, I’m done with my meeting about my thesis!” The door closes behind him.

Office hours can be so lonely. Even when a student actually shows up.

Blacks were disproportionately targeted by Ferguson police

According to a source cited by NPR the Ferguson Police Department

… violated the Constitution when it policed to raise money and with a racial bias toward African-Americans, according to a law enforcement official familiar with the report.

The investigation, the source says, concluded that blacks were disproportionately targeted by the police and the justice system and that has led to a lack of trust in police and courts and has led to few partnerships for public safety.

The report will be released on Wednesday. But there are some tidbits available including two emails between police and court employees.

One says Obama will not be president for long because “what black man holds a steady job for four years.” Another says a black woman in New Orleans was admitted to a hospital to end her pregnancy and then got a check two weeks later from “Crime Stoppers.”

According to the data assembled in the report, African Americans constitute 67% of the Ferguson population but make up 85% of the vehicular stops and 93% of those arrested, and are twice as likely to be searched as whites but less likely to possess drugs or weapons one searched.

In the court sytem, African Americans were 68% less likely than non-African Americans to have cases dismissed by municipal judges and more likely to have arrest warrents taken out on them. NPR reports that “From October 2012 to October 2014, 96 percent of people arrested in traffic stops solely for an outstanding warrant were black,” and “Blacks accounted for 95 percent of jaywalking charges, 94 percent of failure to comply charges and 92 percent of all disturbing the peace charges.”

Cry for me, Willie Soon

And by “me” I mean all the children of future generations.

Willie Soon is a soft-money scientist at Harvard Smithsonian Center for Astrophysics who has been producing highly questionable ‘science’ casting, for several years, faux light on the reality of the human caused process of global warming. It appears that most or all of Soon’s funding came directly or indirectly from the fossil fuel industry or supporters of that industry. (See also John Mashy’s comment below about tax breaks.) Recently the dung has struck the rotating blades and the nexus of denialist ‘science,’ fossil fuel funding, and Willie Soon has been brightly illuminated for all to see. Soon’s activities have actually been known for quite some time. Indeed, one of the denialist arguments that this isn’t really a story is the based on the assertion that this isn’t really a new story. (Pro tip: something like this going on for years is a bigger, not smaller, story!) What is different this time is that mainstream media, currently undergoing a transition away from maintaining a false balance debate about climate change has started to get real, and the main main stream media outlet in the US, the New York Times, anointed the Soon story as a story.

Even though Soon is ensconced at Harvard Smithsonian Center for Astrophysics (which is more of a Smithsonian thing than a Harvard thing, but the links to Harvard are very real I am ashamed to admit) he recently made a public written statement about his situation and chose to convey that statement via the Heartland Institute. The Heartland Institute is the infamous Libertarian ‘think’ tank that supported the tobacco industry in their bid to cover up the dangers of smoking, and that has been involved in a range of rather nefarious activities vis-a-vis climate change science denialism. Soon has been an affiliate of Heartland for some time now. Soon’s statement reads:

In recent weeks I have been the target of attacks in the press by various radical environmental and politically motivated groups. This effort should be seen for what it is: a shameless attempt to silence my scientific research and writings, and to make an example out of me as a warning to any other researcher who may dare question in the slightest their fervently held orthodoxy of anthropogenic global warming.

Um, Imma let you finish reading the statement but first I want to comment on that first paragraph. The “radical” groups include Greenpeace, which I would argue is a radical group, but also, the New York Times, which I would regard as centrist, as well as a number of climate and environmental advocacy groups and individuals including mainstream scientists. What Soon calls an “orthodoxy” is actually a broadly held scientific consensus, like the “Germ Theory,” and “Einsteinian Physics” and such. By “question in the slightest” he must mean, since he is speaking circumspectly of his own work, “radical contrarianism of the important findings of climate science.” So, ladies and gentlemen, we see the magic of rhetoric at work. Soon is the radical, which is why he calls others radicals. OK, you may continue reading now.

I am saddened and appalled by this effort, not only because of the personal hurt it causes me and my family and friends, but also because of the damage it does to the integrity of the scientific process. I am willing to debate the substance of my research and competing views of climate change with anyone, anytime, anywhere. It is a shame that those who disagree with me resolutely decline all public debate and stoop instead to underhanded and unscientific ad hominem tactics.

Soon is famous for deflecting attempts to engage him in Q&A periods after the talks he gives. So forget about the debate. Soon is indeed being subjected to parallel attacks; scientists have been saying for years that his science sucks. That is not ad hominem. It is just that his science sucks. But also, his ethics are now being newly questioned, as he seems to have failed on numerous occasions to properly declare his industry funding. If accusing someone, copious evidence in hand, of ethical violations is ad hominem, then that is what it is. Soon’s reference to ad hominem is misguided. People are saying “Your science sucks. And your ethics are questionable.” The ad hominem fallacy would apply here only if people were saying “Your science sucks because your ethics suck.” No, his science does not stand on its own. OK, sorry for the interruption. Back to the statement.

Let me be clear. I have never been motivated by financial gain to write any scientific paper, nor have I ever hidden grants or any other alleged conflict of interest. I have been a solar and stellar physicist at the Harvard-Smithsonian Center for Astrophysics for a quarter of a century, during which time I have published numerous peer-reviewed, scholarly articles. The fact that my research has been supported in part by donations to the Smithsonian Institution from many sources, including some energy producers, has long been a matter of public record. In submitting my academic writings I have always complied with what I understood to be disclosure practices in my field generally, consistent with the level of disclosure made by many of my Smithsonian colleagues.

Whether or not Soon or any other author of a peer reviews paper is motivated by financial gain is irrelevant to the question of proper disclosure of funding. Who knows, he may be right. After all, it was just a million or so dollars, who would be motivated by that? That is a distraction. Do note his reference to grant money coming to him via the Smithsonian. We’ll return to that later. I find his reference to “many” of his Smithsonian colleagues interesting as well.

If the standards for disclosure are to change, then let them change evenly. If a journal that has peer-reviewed and published my work concludes that additional disclosures are appropriate, I am happy to comply. I would ask only that other authors-on all sides of the debate-are also required to make similar disclosures. And I call on the media outlets that have so quickly repeated my attackers’ accusations to similarly look into the motivations of and disclosures that may or may not have been made by their preferred, IPCC-linked scientists.

Just to be clear, there really is no question that Soon failed to disclose funding sources in violation of journal policies and standard practice. I should note that his failure to disclose has been on the table for some time and at no point did he address that issue, as far as I know. I suspect that Soon’s repeated references to “others” is a deluded hope that everyone should realize that everyone has been acting unethically and this will motivate everyone to back off. (See this interesting pot by Ugo Bardi on disclosure in science.)

I regret deeply that the attacks on me now appear to have spilled over onto other scientists who have dared to question the degree to which human activities might be causing dangerous global warming, a topic that ought rightly be the subject of rigorous open debate, not personal attack. I similarly regret the terrible message this pillorying sends young researchers about the costs of questioning widely accepted “truths.”

Actually, some of those people are not questioning human cause, but they are questioning the danger. But I digress.

There is indeed a message here to the young and upcoming researchers. Keep your ducks in a row when it comes to ethics and similar concerns. Otherwise, this is exactly the fight Soon says he is ready for. If you produce research that asks questions of a widely held consensus, more power to you! You may well be making an important contribution. But if your research is shown to be seriously wanting time and time again, you may want to refer to that old adage of unknown attribution about doing the same thing that does not work over and over again.

Finally, I thank all my many colleagues and friends who have bravely objected to this smear campaign on my behalf and I challenge all parties involved to focus on real scientific issues for the betterment of humanity.

This sentence really pisses me off. Willie Soon and his denialist colleagues in science and Congress have measurably stalled our collective action on climate change. How dare you play the victim, Willie Soon. You are one of the perpetrators of what could be defined, and some day will be defined, as a crime against future generations (though this isn’t technically illegal, of course). The young pre-school age children of today will suffer more than they otherwise might have because of this delay. Shame on you. Don’t tell us about the “betterment of humanity.” Don’t ask us to cry for you, Willie Soon. You are in a hole. You dug that hole, and got paid a million or two bucks along the way. You tossed our children under the bus, and now you are whinging about your own fate?

And now, for the last part of the statement:

Dr. Wei-Hock “Willie” Soon
Harvard-Smithsonian Center for Astrophysics

Why is Willie Soon of the Harvard Smithsonian Center for Astrophysics releasing a statement indicating he is of that institution via the Heartland Institute, rather than from the Harvard Smithsonian Center for Astrophysics? I think it is very weird that he released a statement that he is not an industry shill through an organization that is an industry shill. Beyond that anything in his convoluted statement makes equal sense.

Note that in his statement, Soon throws the Smithsonian under the bus, or perhaps, drags the institution under his own bus, by reminding everyone that the grants actually came (he claims) to him from the Smithsonian, to which Big Fossil had made donations. Note also that Soon implies that failure to disclose is normal for his colleagues at the Harvard Smithsonian Center for Astrophysics, or perhaps, the Smithsonian in general. Wow. One can only imagine the conversations going on behind closed doors between Garden Street and Concord Avenue, Cambridge, MA.

I strongly suspect that the only question that remains in the Willy Soon Gate affair is who is going down with Willie. We see the usual denialists lining up with him, and they are of no consequence. They have already crashed and burned. But we also see various so-called ‘contrarians’ choosing to jump in Willie’s hole, or not, and I strongly recommend not.

Science Denialists Have Delayed Action On Climate Change: Soon vs. the Hockey Stick

If you have not been living in a cave, and had you been, I’d respect that, you know about Willie Soon Gate. Willie soon is a researcher on soft money at the Harvard Smithsonian Center for Astrophysics. Soon is well known for producing research of questionable quality that anemically attempts to buck the scientific consensus that human caused greenhouse gas pollution is rapidly raising the Earth’s temperature. Soon’s links to the fossil fuel industry have been known for some time, but recently, he has gotten into even more hot water over having published papers without properly disclosing that the work was funded by Big Fossil. The story is complex and I will not recite it here. What I want to do instead is to place the story in a larger context.
Soon did not arrive on the horizon recently. His involvement with anti-climate change science activism goes back over ten years. The rise of Willie Soon and the early effects of his ‘research’ on policy have been well documented in Michael Mann’s book, The Hockey Stick and the Climate Wars: Dispatches from the Front Lines.

Let me give you the short version first, followed by elaboration using a handful of quotes from Mann’s book. Really, though, you should just go read the book. (By the way, if you do read it, consider leaving a review at Amazon; there has been a concerted effort by science denialists to leave bogus one star and otherwise horrid, inaccurate reviews on that site!)

The following graphic shows the march of global surface temperatures over the period we call the “Instrumental record,” which is the period of time best measured by thermometers and, later, satellites. The inset is a version of the famous “Hockey Stick Graph produced by Michael Mann and colleagues, showing recent warming in the context of previous natural variation. The inset shows both the “Hockey Stick” (in blue) and an independent reconstruction by the PAGES2k group (in green) which is an independent validation of the original Hockey Stick result.
GlobalWarming_Since_1880_in_context
This shows a the very end of period of mainly “natural variation” followed by a dramatic increase in surface temperatures owing to increased greenhouse gas pollution.

Here is a closeup of the same graph showing just the period of time over which the surface temperature variation, which amounts to an average increase, that is unambiguously anomalous compared to the past. This increase is pretty much entirely due to the effects of humans.

GlobalWarmingSince1960_The_Damage_Done_By_Willie_Soon_And_Others

I’ve marked off a section of this graph that shows just the data since about 2003. This is the year that these two things happened: 1) Willie Soon co-authored two papers arguing that global warming wasn’t really happening, or was not human caused; and 2) Senator Jim Inhofe held Congressional hearings on climate change at which Soon, Mann, and others, testified.
There is no doubt whatsoever that action to reduce climate change has been slowed or even simply stopped in some cases by Big Fossil funded anti-science activism, which generally has involved an unholy marriage between crappy science and political maneuvering in Congress and elsewhere, a marriage involving a big dowery from fossil fuel interests. Willie Soon’s papers and Inhofe’s use of bad science is only part of the picture, but a key part, and at least, illustrative of the process. The following are brief quotes from Mann’s book describing part of the story. Again, read the book to get the full context and all of the details.

Soon after Mann and his colleagues published the Hockey Stick research, there was a range of reactions among which were attacks from the denialist community. One of these was a non peer reviewed piece put on a web site.

“The Summer of Our Discontent” (August 1998), had been invited from Sally Baliunas and Willie Soon of the Harvard-Smithsonian Center for Astrophysics. [Suggesting] that we had extended the MBH98 hockey stick no further back in time than A.D. 1400 for fear of encountering the warmer temperatures of the medieval warm period—a charge that … is nonsensical, since the stopping point was entirely determined by objective statistical criteria. Second, they claimed that our reconstruction suffered from an issue known as the “divergence problem”…

(I’ve discussed the divergence problem at length elsewhere on this blog.)

In a section of his book called “The Paper That Launched a Half-Dozen Resignations,” Mann talks about the Soon and Baliunas paper. Both Sallie Baliunas and Willie Soon were at the Harvard Smithsonian Center for Astrophysics, Soon being a protege of Baliunas’. She had previously worked on the role of the sun in the Earth’s climate system.

The two went on to publish a number of articles analyzing the relationships between records of past solar variability and climate. … the Soon and Baliunas article took the form of two nearly identical papers published simultaneously in two different journals in spring 2003. One version of the paper appeared in the journal Climate Research while the other (which, it turns out, was simply a longer, unedited version of the first, but with three more coauthors added) was published in the journal Energy and Environment. Duplicate publication of a paper is highly unusual, and in fact is strictly forbidden by most academic journals. That both the authors and the study had been supported by the American Petroleum Institute—each of the authors had a long history of fossil fuel industry funding—combined with the highly unusual dual publication of the paper raised some eyebrows. Questions had been raised, moreover, about the two journals that jointly published the paper. Climate Research had in the recent past published a spate of contrarian papers of questionable scientific merit. Some members of the editorial board had already expressed concern that one editor at the journal known for his advocacy for the fossil fuel industry.

[One of the journal’s editors,] Sonja Boehmer-Christiansen … quite remarkably confessed in an interview … “I’m following my political agenda—a bit, anyway. But isn’t that the right of the editor?” The Soon and Baliunas study claimed to contradict previous work—including our own—that suggested that the average warmth of the Northern Hemisphere in recent decades was unprecedented over a time frame of at least the past millennium.

Mann goes on to explain in detail why the papers were scientifically flawed, and notes that …

The authors in many cases had mischaracterized or misrepresented the past studies they claimed to be assessing in their meta-analysis … Paleoclimatologist Peter de Menocal of Columbia University/LDEO, for example, who had developed a proxy record of ocean surface temperature from sediments off the coast of Africa, indicated that “Mr. Soon and his colleagues could not justify their conclusions that the African record showed the 20th century as being unexceptional … My record has no business being used to address that question.”

In response to Soon and Baliunas,

A group of twelve leading climate scientists joined me in authoring a rebuttal to Soon and Baliunas in Eos, the official newsletter of the American Geophysical Union. … The American Geophysical Union considered our rejoinder important enough to issue a press release entitled “Leading Climate Scientists Reaffirm View That Late 20th Century Warming Was Unusual and Resulted from Human Activity” in early July 2003, just prior to the article’s publication. Nevertheless, the Soon and Baliunas study was immediately taken up by the U.S. Senate’s leading climate change denier, Republican James Inhofe of Oklahoma.

This brings us to the use of Soon’s and other denialist work as a tool to develop a contrarian argument in a Senate Hearing. Senator James Inhofe, famous for claiming that climate change is the greatest hoax ever perpetrated on the American public, chaired the hearing which was held in July 2003. Again, you should read Mann’s account for all the amazing details; it is a rousing story! In essence, Soon and his work were being used to argue against the importance of Global Warming, and Mann represented the scientific view. The story also involves Hillary Clinton (in case you were wondering about her position on climate change). Here’s the part of Mann’s recounting I want you to see:

Midway through the hearing, [ranking member] Jeffords dropped a bombshell. He announced that his staff had received a note from Hans Von Storch announcing his resignation as chief editor of the journal Climate Research, in protest over the publication of the Soon and Baliunas paper. Von Storch was no scientific ally of mine. Indeed … he and I had had disputes in the past regarding the relative merits of statistical climate reconstruction methods. But ally or not, Von Storch was outraged that such a transparently flawed paper had been published in his journal. His note, which Jeffords read aloud, was to the point: “My view … is that the review of the Soon et al. paper failed to detect significant methodological flaws … The paper should not have been published in this forum, not because of the eventual conclusion, but because of the insufficient evidence to draw this conclusion.” Von Storch’s resignation had been precipitated by the refusal of the journal’s publisher, Otto Kinne, to allow him to publish an editorial expressing his view that the peer review process had clearly failed with the Soon and Baliunas paper. Several other editors quit as well (ultimately six editors—half the editorial board—would quit in protest over the incident)….

Perhaps the single most troubling issue to arise from the Soon and Baliunas affair was that of apparent editorial malpractice. At the two journals that published versions of the paper, the peer review process appears to have been compromised to produce a study in the scientific literature that could be seized upon by those with a contrarian policy agenda. … It is particularly pernicious when that process is compromised or co-opted for political ends.

Funded, I’ll add, by Big Fossil.

I asked Michael Mann how much damage he reckons Soon and Baliunas, and others like them, have done to the process of developing good policies to combat climate change. He told me, “Well, they are the hired hands of the “Merchants of Doubt”, the ones who do the bidding of fossil fuel interests by muddying the waters and confusing the public into thinking that there is still a scientific debate about whether climate change is happening, whether it is due to human activity, and whether it is a problem. There is none. It is hard to know just how much damage these deniers-for-hire have done to our civilization and our planet by needlessly delaying the action necessary to avert dangerous climate change.

As a follow-up, I wondered if he thought the recent exposure of climate science denials tactics would change the nature of future Senate hearings for the better. “I do—in my dreams,” he said. “Sadly, we are not there yet. While there is a worthy debate to be had about how we confront the challenge of averting the climate change threat, there is no legitimate debate to be had about whether or not the problem exists. Currently we have a congress that is committed to keeping that fake debate alive, as we have seen all too recently in the antics of folks like Senator James “climate change is a hoax” Inhofe, who now controls the Senate Environment and Public Works Committee. We have to get past that.”

Finally, I asked Mann if he saw evidence that the peer review process has ultimately been improved as a result of clear abuses by denialist authors, or the reaction of publishers to those abuses. He told me, “Well, I certainly think that the scientific community is now far more aware of some of the bad faith efforts that have been made by industry-funded climate change deniers to pollute the peer-reviewed literature with antiscientific, agenda-driven screeds. Cracks still exist in the system, but slowly they are being repaired as scientists and editors increasingly learn more about the forces of antiscience that are still very much at play today.”


Other posts of interest:

Also of interest: In Search of Sungudogo: A novel of adventure and mystery, set in the Congo.

The Hydraulic Hypothesis and the End of Civilization

OK, I admit the title of this post is possibly a bit extreme but I could not resist the symmetry. Here, I refer to both ends of civilization, the start and the finish.

I’d like to talk about a recent review published in Science, titled “Systems integration for global sustainability” written by my colleague Peter Gleick of the Pacific Institute together with Jiangou Liu, Harold Mooney, Vanessa Hull, Steven Davis, Joane Gaskell, Thomas Hertel, Jane Lubchenco, Karent Seto, Claire Kremen and Shuxin Li. But I want to put this paper in a broader perspective, dipping into my training as an archaeologist. But first a relevant digression.

The so called “Hydraulic Hypothesis” is an idea first fully characterized by the historian Karl Wittfogel. His original idea was part of a larger model for the origin of civilization that we see today as having several problematic aspects, but the key idea is still valid. If agriculture is the basis for a society, and it is carried out in a semi-arid region, then the management of water through various forms of irrigation and the centralized control of the agricultural cycle lends itself to centralized despotic leadership. or at least, some kid of cultural and social change allowing for organized effort to predominate over individual self interest. (In fact irrigation based systems have emerged without despotic leadership, and complex society has emerged absent a hydraulic beginning, so this is an oversimplification, just so you know.) But in its simplest form we can correctly say that the emergence of stratified, hierarchic, complexly organized societies was often linked in no small part to the emergence of organizational (and technological) solutions to growing food where there is not enough rain at the right time of year. There is a great advantage to growing food in this manner. The crops become, in essence, invasive species, because human activity provides the crops with a leg up on all the other plants in the region. A plant that in wild form is found primarily in limited microhabitats, out competed everywhere else by more arid-adapted plants, suddenly has a free ride across a vast landscape. Despite the fact that the Hydraulic Hypothesis is an oversimplification, we can appreciate the fact that the beginnings of human “civilization” (as a social and economic system, which we retain today by and large) is linked partially but importantly to managing water to grow food.

At present the news story that never fails to occupy the front page is ISIS, the Islamic State, making a nuisance of itself in Syria and Iraq. It is generally thought that ISIS emerged in large part because of the quasi-failure of Syria. Syria transited from being a run of the mill Middle Eastern Kingdom with some powerful connections to a quasi-failed state for a number of reasons, but one of the big factors turns out to be water. Or, really, lack thereof. In a recently published paper (not the one in Science mentioned above), Peter Gleick made this point:

The Syrian conflict that began in 2012 has many roots, including long-standing political, religious, and social ideological disputes; economic dislocations from both global and regional factors; and worsening environmental conditions. … key environmental factors include both direct and indirect consequences of water shortages, ineffective watershed management, and the impacts of climate variability and change on regional hydrology. Severe multiyear drought beginning in the mid-2000s, combined with inefficient and often unmodernized irrigation systems and water abstractions by other parties in the eastern Mediterranean, including especially Syria, contributed to the displacement of large populations from rural to urban centers, food insecurity for more than a million people, and increased unemployment—with subsequent effects on political stability. There is some evidence that the recent drought is an early indicator of the climatic changes that are expected for the region, including higher temperature, decreased basin rainfall and runoff, and increased water scarcity. Absent any efforts to address population growth rates, these water-related factors are likely to produce even greater risks of local and regional political instability, unless other mechanisms for reducing water insecurity can be identified and implemented.

Two key graphics from Gleick’s paper demonstrate the role of climate change. First, the drop in available water due to decreased rainfall and, probably, increased evaporation:

Screen Shot 2015-03-02 at 8.22.09 AM

Second, the decrease in annual average discharge of a key river in the region:

Screen Shot 2015-03-02 at 8.23.28 AM

Adaptation to an arid environment allowed the development of agriculture, and required the development of complex states, thousands of years ago, in this region. Subsequent increases and decreases in aridity and other natural climate factors have been recognized as creating local collapses around the Mediterranean during subsequent millennia. But now, climate change (together with the other factors Gleick mentions) has pushed the system over the edge. Thousands of years of technological adaptation and cultural evolution to address the problem of growing grains and orchards in dry country together with modern technology to the extent it has been applied have been insufficient to allow the system to continue in some localities, and everything we know about climate change strongly suggests that this is going to get worse, eventually encompassing the entire region. Expect most of the Middle East to become a client region for global agricultural production over the next decade or two. The term Arab Spring is deeply ironic; the spring is running dry.

So this is how the Hydraulic Hypothesis bookends civilization. Cultural technological management of limited or badly timed natural water were adaptations to semi-arid climate conditions and contributed to the development of what we call civilization. As climate conditions shift to the point where these adaptations become unreliable, the system fails. And, the failure is in part because of prior success. As a highly integrated but organic system it is unable to manage deep and causative change. If Vulcans ran the Earth, the Syrian farmers would have been, logically, put on some sort of dole and eventually retasked, and there would not have been a civil war. But since we rely so much on organic system evolution (which includes in part the much vaunted “free market”) that is not what happened.

The review in Science addresses the large scale system dynamics. From the paper:

Global sustainability challenges, from maintaining biodiversity to providing clean air and water, are closely interconnected yet often separately studied and managed. Systems integration—holistic approaches to integrating various components of coupled human and natural systems—is critical to understand socioeconomic and environmental interconnections and to create sustainability solutions. Recent advances include the development and quantification of integrated frameworks that incorporate ecosystem services, environmental footprints, planetary boundaries, human-nature nexuses, and telecoupling. Although systems integration has led to fundamental discoveries and practical applications, further efforts are needed to incorporate more human and natural components simultaneously, quantify spillover systems and feedbacks, integrate multiple spatial and temporal scales, develop new tools, and translate findings into policy and practice. Such efforts can help address important knowledge gaps, link seemingly unconnected challenges, and inform policy and management decisions.

The study focuses on biofuels and “virtual water” to illustrate the broader concepts. Since we’re talking about Hydraulic adaptation at the beginning and end (maybe) of human civilization, let’s look more closely at the virtual water.

What is virtual water, you ask? Let’s say you and I are the farmers (there are no other farmers) and together we produce all of the food. We live in different places and the food gets traded back and forth. You may be surprised to hear that for every liter of water the people who live in our hypothetical two-farm world drink as refreshment, we farmers require something like 100 liters of water to match that in food (that is a very rough estimate). But the water requirement varies tremendously by the kind of food. Let’s say I grow wheat and you grow eggs. That means that every person-year of food (in terms of calories) that I grow requires a very small fraction of the water that you need to grow one person-year of calories. Plants generally require a fraction of the water that animal products require. Even among plants the differences are rather large.

So, if we trade wheat and eggs (I give you wheat and you give me eggs) evenly by calorie, than we are simultaneously trading water, but very unevenly. When I give you 1000 calories of wheat, I’m giving you something like 1000 liters of water, virtually. When you give me 1000 calories of eggs, you are giving me perhaps a million liters of water, virtually. If you are farming in a water rich region and I’m farming in a water poor region, that makes sense and it may even be the reason I grow wheat and you grow egg chickens. Or, if we started out with plentiful water relative to production in both regions, but your farms experience increasing aridity, there is now a pressure for us to change our virtual water trading practices. You should be growing some wheat and I should be growing some chickens.

Alternatively we could eat less animal product. Or, if you like you can experience a regional civil war in your part of the world and create a religious state that everybody hates. Whatever.

In real life, virtual water is quite complex. From the review:

The main virtual water exporters (sending systems) are water-rich regions in North and South America and Australia, whereas Mexico, Japan, China, and water-poor regions in Europe are the main importers (receiving systems)… Asia recently switched its virtual water imports from North America to South America. On the other hand, North America has engaged in an increased diversification of intraregional water trade while trading with distant countries in Asia. China has undergone a dramatic increase in virtual water imports since 2000, via products such as soybeans from Brazil (nearly doubling from 2001 to 2007 and amounting to 13% of the total global world water trade). The spatial shift in the use of soybean products in Brazil from domestic to international has led to water savings in other countries, but at the cost of deforestation in Brazilian Amazon. Within-country virtual water transfer is also common. For example, virtual water flow through grain trade from North China to South China goes in the opposite direction of real water transfer through large projects, such as the South-to-North Water Transfer Project, that aim to alleviate water shortages in North China.

Or, in the form of a picture, from the review:

Screen Shot 2015-03-02 at 8.51.07 AM

To me one of the key issues raised when taking a system level look, and this refers back directly to the Hydraulic Hypothesis, is the role of regulatory process and government. After all, we created these governments (as part of civilization) for the exact reason of managing the emerging complex system of agriculture (oversimplified again … and there were other reasons of course). So I asked Peter Gleick what he thought about the relationship between free market economics, regulation, and government (or higher level) involvement. He told me, “Free markets are both a solution and a problem. There is growing evidence that for a number of critical global challenges, government oversight and regulatory institutions are critically important to correct the failure of free markets. We encourage trade in goods and services worldwide, which has led to a remarkable trade in “virtual water” — the water required to make those goods and services. This is a good thing, in my opinion, because it permits countries that could never possibly be self sufficient in food because of insufficient water (most of the Middle East and North Africa) to use their limited water for higher valued economic activities and then buy food on the market. But the market failure here is that natural ecosystems do not compete or play a role in such “markets” — permitting the complete extinction of endemic fish from the Aral Sea to grow cotton in the Central Asian republics for export. I could give other examples of gross free market failures with global consequences (ozone hole, climate change). So, yes, balance markets with strong government regulatory oversight to protect public goods.”

This makes sense because of one of the things people almost always forget when it comes to market forces. The free market model assumes that the system is made up of “ideal free actors.” Ideal free does not mean free of ideals! (Maybe there should be a comma there.) The actors in the market are “ideal” in that they are identical in their access to information and ability to act on it, and they are free in the sense that there are no external constraints on those actions. So, ideal actors regulated (not free) do not make up a free market (that is the point usually made by Libertarians) but more often than not, the actors are not “ideal.” It is a major failure of integration of economics theory and social theory to place the non-ideal parts in the category of “external costs” and ignore them. One actor’s external costs is another actor’s non-idealness.

I also asked Gleick to elaborate on the relationship between regional collapse and the global system, as a means of integrating the two studies I cover above. He responded, “… can regional collapses influence or perturb global systems, rather than the other way around? I would argue for example that perturbed global systems are influencing regional collapses (for example, climate, drought, and Syria). A functioning global systems approach would have to be able to handle regional perturbations. Could you argue that the political collapse in the US Congress is a major barrier to a global systems approach to cut greenhouse gas emissions? Yes. But that US government failure can be bypassed by other mechanisms, as we’re seeing now with California’s cap/trade system; collaborative state efforts; federal efforts that bypass congressional constraints using other mechanisms.”

Peter Gleick has written up his own comments on the Science review, on his blog, here.


Citation: Liu, J. H. Mooney, V. Hull, S.J. Davis, J. Gaskell, T.Hertel, J. Lubchenco, K.C. Seto, P.H. Gleick, C. Kremen, S. Li. 2015. Systems Integration for Global Sustainability. Science, Vol. 347, No. 6225. 27 February 2015. DOI: 10.1126/science.1258832


Other posts of interest:

Also of interest: In Search of Sungudogo: A novel of adventure and mystery, set in the Congo.

New Research Demonstrates Link Between Greenhouse Gas Pollution and Global Warming

New Research on the Effects of CO2 Pollution

A paper just published in Nature reports on the direct measurement of the effects of human greenhouse gas pollution on the heating of the Earth’s atmosphere. This is empirical verification of anthropogenic global warming.

Since the Industrial Revolution, when humans started polluting the Earth’s atmosphere with copious amounts of long lived greenhouse gases released from entombment as fossil fuels, the amount of CO2 in the atmosphere has skyrocketed from close to 250 parts per million (ppm) to about 400ppm. In fact, February was the first month since records have been kept to average over 400ppm, though that value has been reached several times over the last year or so. This is the highest concentration of CO2 in the atmosphere in a very long time. Direct measurements of air trapped in glacial ice confirms that CO2 has been well below 300ppm for the last 800,000 years. We can’t measure CO2 as easily for periods before this, but it can be estimated, and the best estimates suggest that the last time our planet has had CO2 levels of 400ppm or more is during the very early Pleistocene or, more likely, the Late Pliocene, between roughly 2.5 and 3.5 million years ago.

The transition from higher CO2 levels, and a warmer Earth to a cooler Earth changed the planet’s ecology considerably, giving rise for the the first time to widespread grasslands (much of that now converted to vast farmlands), reduced forests, repeated glaciations and other changes. It is generally accepted that these changes directly or indirectly caused many of the key steps in human evolution. So, millions of years ago, the planet changed to one inhabited by our immediate ancestors and eventually our own species, and our physiology, culture, technology, psychology, and everything else evolved in this new context. Re-heating the Earth to Miocene levels in a very short period of time will have dramatic consequences and will possibly make it impossible for Humans to live as we do now on this planet.

The science behind this is somewhat complicated but the basics can be easily understood. The sun provides heat to the Earth, but if our atmosphere consisted only of non-greenhouse gases, much of that heat would immediately escape and our planet would be very cold. Adding greenhouse gasses to such a hypothetical Earth would cause a heat imbalance that would eventually increase the average temperature of the oceans, the air near the surface (where we live), the upper several meters of the Earth itself. This heat imbalance would also eventually melt persistent ice such as found today in the world’s glaciers, which in turn would cause a dramatic rise in sea level. Around the edges of the Earth’s continents are preserved ancient beaches or shorelines where the Miocene (or earlier) ocean once ended. Between these ancient shorelines and the modern shoreline, in most places, exist a very large percentage of the Earth’s human population and, in some areas, vast regions that are farmed to produce the world’s supply of food.

We know how this works mainly from two different sources of information. First, there is the basic physics, backed up by laboratory experiments, showing that added greenhouse gasses provide the heat imbalance that causes what we call global warming. Second, we have been measuring the surface temperature of the Earth for many decades, and we can see the heating. One of the most important things to know about this is that the current level of heating is not that expected for the current level of CO2. The current concentration of CO2 and other greenhouse gases should produce much more heating but it takes time, in the order of decades, for the imbalance to even out. In other words, the increase in greenhouse gases caused by human pollution so far is expected to produce continued warming for decades to come. The primary driver, CO2, is not expected to leave the atmosphere for centuries. So, we are currently locked in to a significant rise in heat, and as we continue to add more CO2 to the atmosphere, the total effect will increase.

In between these two basic facts — the physics of greenhouse pollution and the observation of the effects of greenhouse pollution — is the direct observation of what scientists call “radiative forcing.” Radiative forcing is the degree of perturbation of the planet’s heat energy balance caused by these changes in the atmosphere. To measure radiative forcing, one would observe the energy provided to a given location by the sun, and observe the heat leaving the planet, at two different time periods with different concentrations of greenhouse pollution.

This has been done only a few times, using a range of different technologies. In 2001 scientists reported satellite-observed changes in greenhouse pollution forcing between 1970 and 1997, providing “… direct experimental evidence for a significant increase in the Earth’s greenhouse effect that is consistent with concerns over radiative forcing of climate.” This study was replicated and extended in 2013. In 2004 researchers published a paper that reported measurements at eight meteorological stations in Europe, at various elevations and locations. They measured energy flux that they could attribute to a combination of increased vapor (a greenhouse gas naturally present but enhanced by added CO2) and CO2 over eight years. “… after subtracting for two thirds of temperature and humidity rises, the increase of cloud-free longwave downward radiation (+1.8(0.8) Wm?2) remains statistically significant and demonstrates radiative forcing due to an enhanced greenhouse effect.” The science of directly measuring the “smoking gun” of greenhouse gas pollution is further discussed here: Empirical evidence that humans are causing global warming

The current study, Observational determination of surface radiative forcing by CO2 from 2000 to 2010 by D. R. Feldman, W. D. Collins, P. J. Gero, M. S. Torn, E. J. Mlawer and T. R. Shippert, takes a different approach than the earlier studies and in some ways is a more direct measurement. They used very precise spectroscopic instrumentation located at two sites, one in Oklahoma and one in Alaska, to measure what was happening with the Sun’s energy. They also measured variables that influence the behavior of the energy, such as ambient temperature, water vapor, and clouds. After factoring out everything but the CO2, they were able to accurately measure the effects of radiative forcing. The study was carried out from 2000 to 2010, during which time the atmospheric concentration of CO2 rose 22ppm. From the paper, these “…results confirm theoretical predictions of the atmospheric greenhouse effect due to anthropogenic emissions, and provide empirical evidence of how rising CO2 levels, mediated by temporal variations due to photosynthesis and respiration, are affecting the surface energy balance.”

So, what’s new? In a way, nothing. This is one of those scientific findings that could easily result in a “well, duh” response. We already knew the basic physics, and we already observed the global warming that results from human greenhouse gas pollution. However, it is important and appropriate to directly measure and describe processes that underly such an important phenomenon. Daniel Feldman, lead author, told me, “CO2 concentrations have been measured at several surface stations for decades, including the prominent Keeling curve. The actual radiative forcing (like in IPCC AR5 WG1 Chapter 8), which is distinct from surface temperature, is based, for the most part, on calculations which are informed by laboratory measurements and quantum mechanics. In 2001, John Harries et al published a paper in Nature in which they inferred the greenhouse effect at the TOA based on differencing two satellite instrument data records, but our study is the first to see the effect at the surface from observations.”

The two very far apart sites were chosen to allow comparison of two very different areas of the Earth. I wondered if the CO2 concentrations were different in the two areas (they should be the same, but worth asking just in case!) and if the basic nature of the forcing was similar. Feldman told me that the CO2 levels were not different, and that “we were not able to see a significant difference in the forcing per unit CO2 at the two sites.”

The researchers produced a video showing their results:

Caption from the press release: How carbon dioxide concentrations in the atmosphere have changed (blue line) and their warming effect (‘forcing’) on the climate over the same time period (orange line), for the southern Great Plains site (first graph shown) and the northern Alaska site (second). The seasonal fluctuations are caused by the rise and fall in plant photosynthesis in summer and winter, respectively. Source: Feldman et al. ( 2015)

Why Is Greenhouse Gas Pollution Important?

Global warming means more extreme weather. Many meteorologist who watch the weather every day see this even if not all admit it. In some cases, greenhouse gas pollution changes the weather in a way that causes even more change in the weather. Changing weather systems means more lightning, increased high precipitation events in certain regions like the US Northeast, including more frequent large snow storms. Even though concern about this differs with how close one lives to the sea, sea levels are rising and will continue to do so.

Many kinds of storms are more frequent or will become more frequent. We are seeing an increased number of spectacular global warming worsened disasters like Typhoon Haiyan and Frankenstorm Sandy. Some recent tropical cyclones have been so bad that we are talking about adding a new category to the Saffir-Simpson scale.

Heatwaves, obviously, and drought, are expected to be more common and more severe.

There are reasons to think that the effects of human caused climate change are coming on faster than previously expected.

Human caused global warming is real and the amount that humans have heated up the surface of the Earth is dramatic and getting worse, even though corporations, ideological think tanks, and individuals deny the science. Denial of climate science takes many forms and is carried out for many reasons. There are those who appear to be paid by “Big Fossil” to lie to congress, or to publish highly questionable science without disclosing their sources. Another strategy is to mischaracterize the importance of climate change presumably to divert interest and concern away from it. This and other forms of denialism have the effect of slowing down how quickly we address potentially catastrophic carbon pollution.

But the tide is turning on the public and political understanding of scientifically proven greenhouse gas pollution. In 2014 and early 2015, major media outlets openly discussed the use of terms like ‘skeptic’ and ‘denier’ and increasingly made climate change stories front page news. Anti science activists can no longer attack and libel scientists without there being consequences. ‘Skeptics’ who had questioned the reality of global warming from within science carried out research to disprove it and found that they were unable to do so. For the first time ever, the President of the United States is actively calling out anti science denialism. Even Big Fossil or its representatives increasingly admit that human caused global warming is a critically important issue that must be dealt with.