Ultimate Causes, Proximate Mechanisms
Published by Greg May 23rd, 2007 in Science Essays, Birds, Gender, EvolutionWhy does a soldier throw himself on a hand grenade to save the lives of a half-dozen unrelated fellow soldiers? Why does someone run into a burning building they happen to be passing to save a child they don’t know? From a Darwinian perspective these seem to be enigmatic behaviors that would “select against” such individuals (or more properly, select against the heritable component of this behavior).
There are several possible explanations for this. The most important one might be that this sort of behavior doesn’t really happen very often. It is so rare that it can be ignored and written off as irrelevant in the light of overwhelming evidence that humans usually act selfishly. There are billions of people in this world, but we can name the top altruists. We can’t name all the selfish people.
But if we want to provide a hypothesis that could explain non-kin based altruism that should be kin-based altruism, there is one.
We don’t need to explain altruism as kin-based. One person can do something “altruistic” for another person because they expect (and usually get) a return, like in that move that I haven’t seen “Pay it forward” or that insurance company commercial that I’ve seen too many times (not the cavemen or the gecko, but the one where the lady stops the man from getting run over, etc.). More likely, such forms of reciprocal altruism are more direct. I scratch your back, and in the not too distant future, you scratch my back (not someone else’s back).
We may also expect “altruistic acts” to occur as a means of showing off.
But the burning baby and hand grenade scenarios don’t involve a payoff if, at the end, you are dead. So, these behaviors have to be either truly dumb from a Darwinian perspective, or something else.
This is where Ultimate vs. Proximate explanations or mechanisms for behavior come in. Simply put, an organism may be selected by Darwinian processes to tend towards a particular behavior, and in the context of this behavior’s evolution, it makes sense to implement this behavior under certain conditions. But then the conditions change. When the conditions change, evolution may eventually cause a change in how this behavior works, but in the meantime the behavior becomes (at least some times) “inappropriate.”
Since there is a difference between the ultimate (evolutionary) fitness-related reasons for the behaviors existence and the specific neurological or hormonal mechanism for the behavior’s implementation, the former can make sense in the large view, and the latter often not make sense in the immediate instance.
In the so-called “environment of evolutionary adaptiveness” men are usually with other men who are their close relatives. In humans, it is more often than not the female who moves out of her natal (birth) group to join her new mate in his natal group. Thus, a given man is related to the other men in his group. The other men may include his father, uncles, brothers, and sons. Children in the group are all his children, his siblings children, or otherwise related. Thus, at any one moment in time, if you can give up your life to save every single person in you group, you might be doing something that makes sens in an evolutionary framework. At the very least, there should evolve a mechanism that allows for the option of suicidal altruism.
The guy in the army is not hanging around with his relatives. He is unrelated to his fellow soldiers. But in the evolution of this trait, there did not develop a mechanism to assess this degree of relatedness to group members. The degree of relatedness was an already extant, expected, reliable thing that made up part of the context in which suicidal altruism might evolve. Perhaps all it takes is a sense of “brotherhood” to cause a male’s brain to shift into “might-have-to-die-to-save-genes” mode. Certanily, training, living, and fighting together could facilitate this sense of brotherhood among men in the military, and it is clear (and this has been studied) that there are training techniques and other aspects of military life that enhance this phenomenon.
Thus, evolved traits including behaviors always have to be understood … explained … at multiple levels. One way to do this is to separately consider the ultimate (evolved, fitness-related) and the proximate (mechanistic … how does the trait actually work) levels as separate. (There are other levels but that is for another time.) The proximate mechanisms can be very powerful. Hunger and sex drive. Say no more.
This way of thinking helps to explain the very interesting behavior recently exhibited by a pair of gay flamingos. (Thanks to CMF for bringing this to my attention.) Gay flamingos may seem odd, but there are gay couples (both males and females) in all thus-far studies species of pair bonding birds.
Here’s the story:
LONDON (AFP) - A pair of gay flamingos have adopted an abandoned chick, becoming parents after being together for six years, a British conservation organisation said Monday.
Carlos and Fernando had been desperate to start a family, even chasing other flamingos from their nests to take over their eggs at the Wildfowl and Wetlands Trust (WWT) in Slimbridge near Bristol.
But their egg-sitting prowess made them the top choice for taking an unhatched egg under their wings when one of the Greater Flamingo nests was abandoned.The couple, together for six years, can feed chicks by producing milk in their throats.
Fernando and Carlos are a same sex couple who have been known to steal other flamingos’ eggs by chasing them off their nest because they wanted to rear them themselves,” said WWT spokeswoman Jane Waghorn.“They were rather good at sitting on eggs and hatching them so last week, when a nest was abandoned, it seemed like a good idea to make them surrogate parents.”
Gay flamingos are not uncommon, she added.“If there aren’t enough females or they don’t hit it off with them, they will pair off with other males,” she said.
Both male and female birds in pair bonding species tend to have strong nesting and off-spring care drives. These drives are hormonally driven (that’s the proximate mechanism) and serve to enhance individual fitness by enhancing reproductive success (that’s the ultimate explanation). It has been noted that gay male couples seem to do a much better job at raising young than heterosexual couples (and possibly gay female couples) in birds. I suspect there could be two reasons for this, if it is true. First, males may need extra doses of offspring care hormonally mediated drives in order to get them to do the right thing (instead of acting like guys). Second, they may be engaged in less intrasexual competition, and thus have more energy and time for offspring care.
(By the way, there is a famous pair of gay male eagles at the US National Zoo that has raised many offspring from eggs laid by hetero-birds.)
It probably helps that in Flamingos and many other birds, males can “lactate.”
13 Responses to “Ultimate Causes, Proximate Mechanisms”
- 1 Pingback on May 23rd, 2007 at 9:40 pm
- 2 Pingback on May 31st, 2007 at 2:21 am
- 3 Pingback on May 15th, 2009 at 2:34 am






“Gay flamingos are not uncommon, she added”
Hard not be gay when you are that rosy pink color.
Yes, if you select for “ultraistic behavior” on the grounds of recipricosity, and it generally works, there will be time it is not reciprocated, and there will be times it cannot be reciprocated (you are dead).
Sapolsky has a great anecdote on Baboons in “a primates memoir”. A lion or some such predator turned up and all the baboons shot up tees. A couple of young ones choose badly and ended up on trees that were only a few feet tall; easy prey. A baboon that was not related to the youngsters and not a group leader, bounded over and faced off the predator with lots of show. The predator moved away and the youngsters were saved. What I thought was interesting, is that unlike a human in the same situation, the baboon got no social acclaim or any kind of thanks from the parents. So this kind of behavior is not only human.
Show off. But, he probably got a date.
Not according to Sapolsky. But this was by no means normal bahviour it was really odd. One of those “a baboon’s got to do what a baboon’s got to do moments.
Very Funny. Or maybe he just hates lions…
“there should evolve a mechanism that allows for the option of suicidal altruism.”
I couldn’t help but think of Japan in WW2, and how the young soldiers died for mother and country, and the honor of their women; and then, a trend that is sweeping the world right now with Asian women featured more prominently at the top of the heap of sexual desireability and mating potential.So the suicidal kamikaze’s did indeed leave behind a legacy that keeps their country and its women and children fed, and fed well. The irony is that, though the economy is fabulous( relatively) the women don’t marry and the singles scene has a phenomenon called ‘parasite singles’ because the kids grow up, become gainfully employed, and stay at home with their parents, so looking for a mate often entails looking outside the primary culture.
I also wondered about the more fluid definitions of sexuality that are seldom entered into the discussions about breeding, mating and such from the official channels. These flameringos;-) seem to be on a trajectory of sexual explorations, having apparently attempted mating, but then found an even more creative way of becoming parents, which brings to mind another stereotype of gay males: a higher EQ and IQ as well.
Speaking of baboon altruism: I recently watched a video where an outsider male joins a troup, and in doing so he befriends a mated female who has a baby; down the road, that male comes into conflict with the king and as the king begins to dish out discipline, the outsider male grabs his girlfriends baby, and runs with it, putting on what appeared to be a show of display saying that he was ‘invested in the care of the young,’; then, as soon as that ruse was accepted( or so he thought) he puts the infant down and then –gets what was coming to him from the king baboon.
Interesting because there was what appeared to be to acts of altruism, one by each male, and even then the acts themselves competed. The king, instead of killing the infant and fighting the lesser male( which could bring the infants mother into estrus– a definite reward to the king)ends up doubly altruistic, and exhibited his true dominance by not only sparing the child, but by out witting the altruism display of the other male, kind of calling his bluf.
Or maybe I was reading way too much into it…
cmf, I know almost nothing about baboons, and did not see the video. The bit I would want to look at more closely is where you said: the outsider male grabs his girlfriends baby, and runs with it, putting on what appeared to be a show of display saying that he was invested in the care of the young,’ Was this really what he was up to? Or could there be other explanations for that?
Sailor: from what I know of baboons, gaining first the atention of a female that has a baby, and then, currying the favor of the dominant male is a rite of passage for entrance to the troupe. So, yeah, there could be other meanings to his action, but because at that time, the dominant ,male was not particularly focusing on infanticide, or that particular female,focusing instead on the former mate of the former dominant male(the new dom male had recently killed one of the queens twin babies in an a show of dominance and sexual interest).
So I would suspect that the motive, based on observing the whole scene, was that the new non dom male was being manipulative, and doing some CYA.
CMF: You seem to know a lot more about baboon dating than one usually admits…
Yeah, I’ve dated a few….and don’t even get me started on the chimps….or the lionesses;-)
Ah: but we do love the lioness….